Arizona Securities Dealers License Surety Bond
The Arizona Securities Division requires any Securities Dealer, other than a dealer that is registered under the securities exchange act of 1934, that is registered or making application for registration in the State of Arizona post and maintain a Securities Dealers License Surety Bond, payable to the State of Arizona The amount of bond shall be determined by the commission predicated on the character and size of the business to be conducted but not to be greater than $25,000.00.
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