# Washington Investment Adviser License Surety Bond

Source: https://a1suretybonds.com/washington/investment-adviser-license-bond

## Key facts

- State: Washington
- Term: 1 year
- Apply online: https://a1suretybonds.com/application/index/843/48

In accordance with [WAC 460-24A-170](https://apps.leg.wa.gov/wac/default.aspx?cite=460-24A-170) Investment advisers required to be registered must maintain a minimum net worth based upon the the way they manage or hold their clients funds.

- If you have custody of client funds or securities, you must maintain at all times a minimum net worth of $35,000 unless provided otherwise in the chapter.
- If you have discretionary authority over client funds or securities, but does not have custody of client funds or securities, you must maintain at all times a minimum net worth of $10,000.

If you do not meet the minimum net worth requirements above you must maintain a WA Investment Adviser Surety Bond in the amount of the net worth deficiency rounded up to the nearest $5,000.

*For example, if you have a net worth of $30,000 and you need to maintain a net worth of $35,000, you would need to post and maintain a $5,000 Investment Adviser Surety Bond.*

Get your Washington Investment Adviser License Surety Bond and let our expert staff get the bond you need at the lowest possible price!

Investment Adviser License Surety Bond

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A1 Surety Bonds (The Surety Syndicate, LLC), a nationwide surety bond agency · (800) 737-4880 · info@a1suretybonds.com · https://a1suretybonds.com
Requirements are set by each state or agency and can change; the obligee's current instructions and the law control.